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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-06-12
  • IN RA
    APPROVED
    Since 2024-06-12

Branch Locations

600 E 96Th St Ste 120, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Co Indianapolis IN 02/2022 05/2023
Mml Investors Services, Llc Indianapolis IN 07/2022 05/2023
Central Restaurant Products Indianapolis IN 09/2018 12/2020
Liberty Mutual Indianapolis IN 08/2014 09/2018
Doordash Fishers IN 12/2020 07/2022
Jpmorgan Chase Bank, N.A. Fishers IN 05/2023 03/2024
J.P. Morgan Securities Llc Fishers IN 05/2023 03/2024
Mark Wise Indianapolis IN 04/2024 05/2024
Mark Wise Indianapolis IN 05/2024 Present
Northwestern Mutual Investment Services Llc Indianapolis IN 05/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2025 Present
  • 02/2022 → 05/2023
    Massachusetts Mutual Life Insurance Co
    Indianapolis, IN
  • 07/2022 → 05/2023
    Indianapolis, IN
  • 09/2018 → 12/2020
    Central Restaurant Products
    Indianapolis, IN
  • 08/2014 → 09/2018
    Liberty Mutual
    Indianapolis, IN
  • 12/2020 → 07/2022
    Doordash
    Fishers, IN
  • 05/2023 → 03/2024
    Jpmorgan Chase Bank, N.A.
    Fishers, IN
  • 05/2023 → 03/2024
    Fishers, IN
  • 04/2024 → 05/2024
    Mark Wise
    Indianapolis, IN
  • 05/2024 → Present
    Mark Wise
    Indianapolis, IN
  • 05/2024 → Present
    Indianapolis, IN
  • 04/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-21
  • S66 Uniform Combined State Law Examination
    2022-10-21
Other Names
  • Neil R Carr
  • Neil Carr
  • Neil Rowland Carr

View on SEC IAPD

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