Joseph K Prendiville

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Flanagan Financial Group/Massmutual Life Insurance Company	Charlotte	NC	07/2022	01/2023
Financial Transitions	Franklin	TN	05/2017	06/2022
Thomas More College	Crestview Hills	KY	08/2015	05/2017
The Vanguard Group, Inc.	Charlotte	NC	04/2023	08/2024
Unemployed	Charlotte	NC	02/2023	03/2023
Self-Employed	Charlotte	NC	11/2023	04/2025
J.P. Morgan Securities Llc	San Antonio	TX	04/2025	06/2025
Edward Jones	St. Louis	MO	09/2025	Present

07/2022 → 01/2023

Flanagan Financial Group/Massmutual Life Insurance Company

Charlotte, NC
05/2017 → 06/2022

Financial Transitions

Franklin, TN
08/2015 → 05/2017

Thomas More College

Crestview Hills, KY
04/2023 → 08/2024

The Vanguard Group, Inc.

Charlotte, NC
02/2023 → 03/2023

Unemployed

Charlotte, NC
11/2023 → 04/2025

Self-Employed

Charlotte, NC
04/2025 → 06/2025

J.P. Morgan Securities Llc

San Antonio, TX
09/2025 → Present

Edward Jones

St. Louis, MO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-02-14
S63	Uniform Securities Agent State Law Examination	2023-06-26

Other Firms