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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Dallas | TX | 07/2022 | 09/2023 |
| Clay Shooters Supply | Dallas | TX | 11/2021 | 07/2022 |
| Academy Sports And Outdoors | Grapevine | TX | 07/2020 | 10/2021 |
| Shoot Smart | Grand Prairie | TX | 05/2020 | 07/2020 |
| Bass Pro Shops | Grapevine | TX | 02/2020 | 03/2020 |
| Northwest Independent School District | Trophy Club | TX | 07/2007 | 06/2019 |
| University Of North Texas | Denton | TX | 08/2019 | 08/2022 |
| Stifel, Nicolaus & Company, Incorporated | Dallas | TX | 09/2023 | 12/2025 |
| Rbc Capital Markets, Llc | Houston | TX | 12/2025 | Present |
(1) Name of Entity – Lonestar Select Shooting Team - Address – 6700 McHard Road Houston, TX 77053 - Business Description – Not for Profit - Business is/is not investment related – Is not investment related - Projected Start Date: Aug 01, 2026 - Capacity: Assistant Coach - Duties Performed: Providing Guidance - Hours Devoted to this OBA: 10 - Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-14 |
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