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Thomas K Caskey

Rbc Capital Markets, LLC

New York, NY

CRD 7589674

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-17
  • TX RA
    APPROVED
    Since 2025-12-17

Branch Locations

200 Vesey St., New York, NY 10281 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Dallas TX 07/2022 09/2023
Clay Shooters Supply Dallas TX 11/2021 07/2022
Academy Sports And Outdoors Grapevine TX 07/2020 10/2021
Shoot Smart Grand Prairie TX 05/2020 07/2020
Bass Pro Shops Grapevine TX 02/2020 03/2020
Northwest Independent School District Trophy Club TX 07/2007 06/2019
University Of North Texas Denton TX 08/2019 08/2022
Stifel, Nicolaus & Company, Incorporated Dallas TX 09/2023 12/2025
Rbc Capital Markets, Llc Houston TX 12/2025 Present
  • 07/2022 → 09/2023
    Dallas, TX
  • 11/2021 → 07/2022
    Clay Shooters Supply
    Dallas, TX
  • 07/2020 → 10/2021
    Academy Sports And Outdoors
    Grapevine, TX
  • 05/2020 → 07/2020
    Shoot Smart
    Grand Prairie, TX
  • 02/2020 → 03/2020
    Bass Pro Shops
    Grapevine, TX
  • 07/2007 → 06/2019
    Northwest Independent School District
    Trophy Club, TX
  • 08/2019 → 08/2022
    University Of North Texas
    Denton, TX
  • 09/2023 → 12/2025
    Dallas, TX
  • 12/2025 → Present
    Houston, TX
Previous Registrations
Other Businesses

(1) Name of Entity – Lonestar Select Shooting Team - Address – 6700 McHard Road Houston, TX 77053 - Business Description – Not for Profit - Business is/is not investment related – Is not investment related - Projected Start Date: Aug 01, 2026 - Capacity: Assistant Coach - Duties Performed: Providing Guidance - Hours Devoted to this OBA: 10 - Hours Devoted to this OBA during business hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-14
  • S66 Uniform Combined State Law Examination
    2022-10-14
Other Names
  • Thomas K Caskey
  • Thomas Kyle Caskey

View on SEC IAPD

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