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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Indianapolis | IN | 06/2022 | 11/2024 |
| Keybank | Indianapolis | IN | 05/2021 | 08/2021 |
| Green Bean Delivery | Indianapolis | IN | 05/2020 | 08/2020 |
| Green Bean Delivery | Indianapolis | IN | 05/2019 | 08/2019 |
| Purdue Parking And Transportation | West Lafayette | IN | 09/2019 | 03/2022 |
| Fedex | Indianapolis | IN | 05/2018 | 08/2018 |
| A Cut Above Lawn Service | Greenwood | IN | 05/2017 | 08/2017 |
| Purdue University | West Lafayette | IN | 08/2018 | 05/2022 |
| Unemployed | Indianapolis | IN | 09/2018 | 04/2019 |
| Unemployed | Indianapolis | IN | 09/2017 | 04/2018 |
| Unemployed | Indianapolis | IN | 09/2016 | 04/2017 |
| The Prudential Insurance Company Of America | Indianapolis | IN | 09/2022 | Present |
| Lpl Enterprise, Llc | Indianapolis | IN | 11/2024 | Present |
1) 09/04/2025-Legacy East Financial-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv relatead-At reported business location(s)-Start date 08/26/2025-160hrs/mth-130hrs/mth during trading 2) 09/16/2025-Legacy East Financial-Financial Planner-Non-Variable Insurance-Inv related-At Indianapolis, IN-Start date 08/28/2025-160hrs/mth-130hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-08 |
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