Arjun Anand Swarup

Tiaa-Cref Individual & Institutional Services, LLC

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Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-09-29

TX RA
APPROVED

Since 2025-09-29

Branch Locations

Frisco, TX • United States

3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Frisco	TX	07/2025	Present
Tiaa-Cref Individual & Institutional Services, Llc	Frisco	TX	07/2025	Present
Morgan Stanley Wealth Management	Binghamton	NY	07/2022	08/2022
Morgan Stanley Wealth Management	Binghamton	NY	07/2023	08/2023
Horace Mann Highschool	Bronx	NY	09/2014	06/2018
Nyu College Of Arts And Sciences	New York	NY	09/2018	05/2024
Unemployed	Dix Hills	NY	05/2024	07/2025

07/2025 → Present

Tiaa

Frisco, TX
07/2025 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Frisco, TX
07/2022 → 08/2022

Morgan Stanley Wealth Management

Binghamton, NY
07/2023 → 08/2023

Morgan Stanley Wealth Management

Binghamton, NY
09/2014 → 06/2018

Horace Mann Highschool

Bronx, NY
09/2018 → 05/2024

Nyu College Of Arts And Sciences

New York, NY
05/2024 → 07/2025

Unemployed

Dix Hills, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-29

S66 Uniform Combined State Law Examination

2025-09-29

Other Names

Arjun A Swarup

View on SEC IAPD

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