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Derek Richard Sabaugh

Ubs Financial Services Inc.

Leawood, KS

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-06-03
  • KS RA
    APPROVED
    Since 2026-06-03

Branch Locations

11150 Overbrook Road S Suite 300, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Bank Overland Park KS 01/2020 02/2021
Midwest Builders Casualty Group Kansas City MO 03/2021 12/2021
Tomahawk Ridge Community Center Overland Park KS 03/2017 06/2020
Target Overland Park KS 06/2014 03/2017
Ubs Financial Services Leawood KS 07/2022 Present
Unemployed Overland Park KS 12/2021 07/2022
  • 01/2020 → 02/2021
    Us Bank
    Overland Park, KS
  • 03/2021 → 12/2021
    Midwest Builders Casualty Group
    Kansas City, MO
  • 03/2017 → 06/2020
    Tomahawk Ridge Community Center
    Overland Park, KS
  • 06/2014 → 03/2017
    Target
    Overland Park, KS
  • 07/2022 → Present
    Ubs Financial Services
    Leawood, KS
  • 12/2021 → 07/2022
    Unemployed
    Overland Park, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-03
  • S66 Uniform Combined State Law Examination
    2026-06-03

View on SEC IAPD

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NATHAN DAVID PAULSON
Michael Nathan Paulson
MICHAEL FRANK BACA
THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

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