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Surina Sidhdharth Sheth

Ubs Financial Services Inc.

Birmingham, MI

New York, NY

CRD 7589309

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-27
MI RA APPROVED 2026-03-27
NJ RA APPROVED 2023-10-10
  • NY RA
    APPROVED
    Since 2026-05-27
  • MI RA
    APPROVED
    Since 2026-03-27
  • NJ RA
    APPROVED
    Since 2023-10-10

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Weehawken NJ 07/2023 Present
University Of Michigan Ann Arbor MI 09/2019 04/2023
Cranbrook Schools Bloomfield Hills MI 09/2005 06/2019
  • 07/2023 → Present
    Ubs Financial Services, Inc
    Weehawken, NJ
  • 09/2019 → 04/2023
    University Of Michigan
    Ann Arbor, MI
  • 09/2005 → 06/2019
    Cranbrook Schools
    Bloomfield Hills, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-04
  • S66 Uniform Combined State Law Examination
    2023-08-04

View on SEC IAPD

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