Sean Heckler

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2022 → Present
  Ubs Financial Services
  Weehawken, NJ
• 05/2021 → 08/2021
  Delaware Park Casino
  Wilmington, DE
• 12/2020 → 02/2021
  Lancaster Barnstormers
  Lancaster, PA
• 08/2020 → 05/2021
  Franklin & Marshall College
  Lancaster, PA
• 03/2020 → 08/2022
  Doordash
  West Chester, PA
• 06/2018 → 03/2020
  Patelmo's Pizza
  West Chester, PA
• 09/2006 → 05/2022
  Education
  West Chester, PA
• 09/2006 → 05/2022
  Student
  West Chester, PA

Other Businesses

- Doordash - Doordash is not investment related - I believe the headquarters is located at 901 Market Street Suite 600 San Francisco, California 94103 - Doordash is a food delivery service - I am an independent contractor, and deliver food - Independent Contractor - March 2020 - In the past I have worked more hours but now that I am a full time UBS employee I anticipate working no more than 10-15 hours per month, all on weekends. - I will devote NO time to this business during trading hours - I have no commitments or duties with this other business, it is just a side part time job that I can choose to work whenever it is convenient for me, just for a bit of extra spending money. I have already requested to get this outside business activity approved.

Exams

• S66 Uniform Combined State Law Examination
  2022-11-17