Thomas Lahey

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2010-03-16
TX	RA	APPROVED_RES	2010-03-16

NJ RA
APPROVED

Since 2010-03-16
TX RA
APPROVED_RES

Since 2010-03-16

Branch Locations

1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	02/2010	Present
Bank Of America, N.A.	Pennington	NJ	02/2010	Present

02/2010 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
02/2010 → Present

Bank Of America, N.A.

Pennington, NJ

Previous Registrations

2006-10-24 → 2009-08-06

Equitable Advisors, Llc

Woodbridge, NJ

Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: EMERSON REID INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10017 NATURE OF BUSINESS: INSURANCE POSITION, TITLE, ASSOCIATION: OTHER START DATE OF RELATIONSHIP: 04/06/2010 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 HOUR(S) MONTHLY DUTIES: A PARTNER AND MYSELF ACT AS A GROUP HEALTH INSURANCE BROKER FOR 3 SMALL BUSINESSES. REQUIRES VERY LITTLE OF MY TIME AND I'M NOT ACTIVELY PROSPECTING FOR NEW BUSINESS. NOT ACTIVELY PROSPECTING FOR NEW BUSINESS AND MY PARTNER IS SERVICING THE PLANS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-23

S66 Uniform Combined State Law Examination

2006-10-23

Other Names

Thomas A. Lahey
Thomas A Lahey

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