Richard Phillip Long

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2019 → Present
  Bank Of America
  Charlotte, NC
• 12/2017 → 10/2019
  University Of Rochester
  Rochester, NY
• 09/2014 → 12/2017
  University Of Tennessee (Knoxville)
  Knoxville, TN

Other Businesses

I* 1756267 For profit or not for profit: Entity For Profit Name of outside business organization: Point Em Out Productions, L.L.C. Investment related: no Address of business: Raleigh, NC, 27606 Nature of business: Limited Liability Company Position, title, association: Officer,Owner Start date of relationship: 03/23/2024 Number of hours devoted: 16 monthly Number of hours devoted during trading hours: 0 Duties: The purpose of Point Em Out Productions, L.L.C., is to serve as an event/party consultant. I will work with event promoters and venues, proving crowd control/management expertise, a long with event concierge services, ranging from door management to event set-up and breakdown of equipment.

Exams

• S66 Uniform Combined State Law Examination
  2022-10-12

Other Names

• Richard Long