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Chad Tanguay

Ameriprise Financial Services, LLC

Dover, NH

Portsmouth, NH

CRD 7588949

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-02-10
  • NH RA
    APPROVED
    Since 2025-02-10

Branch Locations

Dover, NH • United States

25 Chestnut St Ste 300N, Portsmouth, NH 03801-4064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Portsmouth NH 06/2022 Present
John Hancock Investment Management Portsmouth NH 12/2019 06/2022
Wentworth By The Sea Hotel Newcastle NH 05/2018 12/2019
Dover Amusement Group Dover NH 03/2011 12/2019
  • 06/2022 → Present
    Ameriprise Financial Services, Llc
    Portsmouth, NH
  • 12/2019 → 06/2022
    John Hancock Investment Management
    Portsmouth, NH
  • 05/2018 → 12/2019
    Wentworth By The Sea Hotel
    Newcastle, NH
  • 03/2011 → 12/2019
    Dover Amusement Group
    Dover, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-06
  • S66 Uniform Combined State Law Examination
    2025-02-06

View on SEC IAPD

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