Michael Wallace

Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-10-27
CA	RA	APPROVED	2023-01-04

TX RA
APPROVED_RES

Since 2025-10-27
CA RA
APPROVED

Since 2023-01-04

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Mesa, AZ • United States

3101 N. Central Ave. Suite 890, Phoenix, AZ 85012 • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-09-14

AZ RA
APPROVED

Since 2023-09-14

Branch Locations

5016 S Ash Ave. Suite 103, Tempe, AZ 85282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Investment	Fort Washington	PA	06/2022	Present
City Of Tempe	Tempe	AZ	05/2002	12/2022
Capital Analysts, Llc	Tempe	AZ	09/2023	Present

06/2022 → Present

Lincoln Investment

Fort Washington, PA
05/2002 → 12/2022

City Of Tempe

Tempe, AZ
09/2023 → Present

Capital Analysts, Llc

Tempe, AZ

Other Businesses

INSURANCE POSITION: writing insurance products NATURE: fixed annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/22/2024 ADDRESS: 3101 N Central Ave #890, Phoenix AZ 85012, United States DESCRIPTION: writing insurance products BRVO TACTICAL POSITION: Firearms instructor NATURE: firearms instruction INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 02/24/2024 ADDRESS: 2922 s wesley, mesa AZ 85212, United States DESCRIPTION: instructor, firearm instruction related training for police and civilians.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-24

S66 Uniform Combined State Law Examination

2022-10-24

View on SEC IAPD