Best Investors
Account
Sign in
Best Investors
Account
Sign in
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Leander | TX | 06/2022 | 11/2024 |
| Rrisd | Round Rock | TX | 08/2017 | 06/2022 |
| Self Employed | Cedar Park | TX | 01/2016 | 08/2017 |
| Raymond James Financial Services, Inc. | Austin | TX | 11/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Austin | TX | 11/2024 | Present |
(1)Name of Business: Sparkman Wealth Management Address: 13706 Research Blvd, Austin, TX, 78750-1840, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/27/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Operations Director\nFA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-05 |
Reach out to this advisor