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Current Employers
Robinhood Asset Management

85 Willow Road, Menlo Park, CA 94025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-12
CO RA APPROVED 2025-03-17
  • CA RA
    APPROVED
    Since 2025-08-12
  • CO RA
    APPROVED
    Since 2025-03-17

Branch Locations

85 Willow Road, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. St. Louis MO 05/2006 02/2018
Td Ameritrade, Inc. St. Louis MO 02/2018 06/2018
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 01/2021
Robinhood Markets, Inc Menlo Park CA 06/2022 Present
Robinhood Financial, Llc Lake Mary FL 09/2022 Present
Robinhood Asset Management, Llc Menlo Park CA 03/2025 Present
Robinhood Financial, Llc Denver CO 01/2021 08/2022
  • 05/2006 → 02/2018
    Scottrade, Inc.
    St. Louis, MO
  • 02/2018 → 06/2018
    Td Ameritrade, Inc.
    St. Louis, MO
  • 02/2018 → 01/2021
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 06/2022 → Present
    Robinhood Markets, Inc
    Menlo Park, CA
  • 09/2022 → Present
    Robinhood Financial, Llc
    Lake Mary, FL
  • 03/2025 → Present
    Robinhood Asset Management, Llc
    Menlo Park, CA
  • 01/2021 → 08/2022
    Robinhood Financial, Llc
    Denver, CO
Previous Registrations
  • 2018-02-27 → 2021-01-11
    Td Ameritrade, Inc.
    St. Louis, MO
    Indianapolis, IN
  • 2018-02-26 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Indianapolis, IN
  • 2016-04-21 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

Velo Summit Ventures LLC | Non-investment related | Virtual Business | Health, wellness, and productivity app hobby development | Founder | Start date March 2026 | 5/hours week, none during normal business hours | Vibe coding and developing cycling, health, wellness and productivity apps

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-21
S63 Uniform Securities Agent State Law Examination 2007-08-21
  • S66 Uniform Combined State Law Examination
    2016-04-21
  • S63 Uniform Securities Agent State Law Examination
    2007-08-21
Designations
Other Names
  • Pat Dunn
  • Patrick M Dunn

View on SEC IAPD

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