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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-03-26
  • WI RA
    APPROVED
    Since 2024-03-26

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Brookfield WI 07/2022 02/2024
Amerisave Mortgage Corporation Atlanta GA 02/2022 04/2022
Guaranteed Rate, Inc. Brookfield WI 11/2021 01/2022
Chase Bank Milwaukee WI 08/2020 11/2021
Ellsworth Adhesives Germantown WI 01/2019 08/2020
Hatch Staffing Milwaukee WI 10/2018 01/2019
University Of Wisconsin Milwaukee WI 11/2014 10/2017
Unemployed Milwaukee WI 08/2018 10/2018
Student Milwaukee WI 09/2014 08/2018
Northwestern Mutual Investment Services Llc Milwaukee WI 03/2024 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2024 Present
  • 07/2022 → 02/2024
    Brookfield, WI
  • 02/2022 → 04/2022
    Amerisave Mortgage Corporation
    Atlanta, GA
  • 11/2021 → 01/2022
    Guaranteed Rate, Inc.
    Brookfield, WI
  • 08/2020 → 11/2021
    Chase Bank
    Milwaukee, WI
  • 01/2019 → 08/2020
    Ellsworth Adhesives
    Germantown, WI
  • 10/2018 → 01/2019
    Hatch Staffing
    Milwaukee, WI
  • 11/2014 → 10/2017
    University Of Wisconsin
    Milwaukee, WI
  • 08/2018 → 10/2018
    Unemployed
    Milwaukee, WI
  • 09/2014 → 08/2018
    Student
    Milwaukee, WI
  • 03/2024 → Present
    Milwaukee, WI
  • 02/2024 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
Previous Registrations
  • 2023-05-25 → 2024-03-05
    Brookfield, WI
    Brookfield, WI
    Appleton, WI
    Brookfield, WI
    Milwaukee, WI
    Brookfield, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-25
  • S66 Uniform Combined State Law Examination
    2023-05-25
Other Names
  • Sydney Noel Dyer

View on SEC IAPD

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