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Tin Nguyen

J.P. Morgan Securities LLC

Virginia Beach, VA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-15
VA RA APPROVED 2024-03-15
  • TX RA
    APPROVED
    Since 2024-03-15
  • VA RA
    APPROVED
    Since 2024-03-15

Branch Locations

5256 Providence Rd, Virginia Beach, VA 23464 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Virginia Beach VA 06/2022 02/2024
Wells Fargo Fountain Valley CA 09/2018 06/2022
U.S Army Reserves Virginia Beach VA 11/2009 09/2018
Ecolab Inc Garden Grove CA 07/2016 03/2017
J.P. Morgan Securities Llc Virginia Beach VA 03/2024 Present
Jpmorgan Chase Bank (Oh) Virginia Beach VA 03/2024 Present
Bank Of America Virginia Beach VA 06/2022 02/2024
  • 06/2022 → 02/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Virginia Beach, VA
  • 09/2018 → 06/2022
    Wells Fargo
    Fountain Valley, CA
  • 11/2009 → 09/2018
    U.S Army Reserves
    Virginia Beach, VA
  • 07/2016 → 03/2017
    Ecolab Inc
    Garden Grove, CA
  • 03/2024 → Present
    J.P. Morgan Securities Llc
    Virginia Beach, VA
  • 03/2024 → Present
    Jpmorgan Chase Bank (Oh)
    Virginia Beach, VA
  • 06/2022 → 02/2024
    Bank Of America
    Virginia Beach, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-26
  • S66 Uniform Combined State Law Examination
    2023-09-26
Other Names
  • Tin V Nguyen

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Virginia Beach, VA
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