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1433 N Water Street Suite 400, Milwaukee, WI 53202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-04-26 |
| TX | RA | APPROVED_RES | 2022-02-17 |
| WI | RA | APPROVED | 2017-05-12 |
Branch Locations
1433 N Water Street Suite 400, Milwaukee, WI 53202 • United States
Princeton, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Distributor, Llc | Boston | MA | 09/2015 | 05/2017 |
| Global Value Investment Corp | Milwaukee | WI | 05/2017 | 05/2024 |
| Global Value Investment Corporation | Milwaukee | WI | 05/2024 | Present |
Fluent, Inc Not Investment Related 300 Vesey Street, 9th Floor, New York, NY 10282 Commerce Media Solutions Board Member 01/14/2025 Hours/Month - 8 Hours During Trading Hours - 0 Board Member Duties
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-11 |
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