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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-19
TX RA APPROVED 2023-01-18
  • FL RA
    APPROVED
    Since 2023-01-19
  • TX RA
    APPROVED
    Since 2023-01-18

Branch Locations

902 N Pebble Beach Blvd, Sun City Center, FL 33573 • United States

2105 W Brandon Blvd, Brandon, FL 33511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sarasota FL 02/2018 Present
Spark Wireless Riverview FL 08/2016 02/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-14
  • S66 Uniform Combined State Law Examination
    2022-11-14

View on SEC IAPD

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