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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-08-25
NC RA APPROVED 2026-02-13
MA RA APPROVED 2025-04-10
  • SC RA
    APPROVED
    Since 2026-08-25
  • NC RA
    APPROVED
    Since 2026-02-13
  • MA RA
    APPROVED
    Since 2025-04-10

Branch Locations

333 State Street 2Nd Floor, Portsmouth, NH 03801 • United States

999 Worcester Street, Wellesley, MA 02482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Randolph MA 06/2011 10/2022
New York Life Insurance Company Waltham MA 12/2022 10/2023
Eagle Strategies Llc Waltham, MA 09/2023 10/2023
Edward Jones St Louis MO 10/2023 01/2025
Td Private Client Wealth Llc Wellesley MA 03/2025 Present
Td Bank N.A. Wellesley MA 03/2025 Present
  • 06/2011 → 10/2022
    Bank Of America, N.A.
    Randolph, MA
  • 12/2022 → 10/2023
    New York Life Insurance Company
    Waltham, MA
  • 09/2023 → 10/2023
    Waltham,, MA
  • 10/2023 → 01/2025
    St Louis, MO
  • 03/2025 → Present
    Wellesley, MA
  • 03/2025 → Present
    Td Bank N.A.
    Wellesley, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-25
  • S66 Uniform Combined State Law Examination
    2023-09-25

View on SEC IAPD

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