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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-05-13
RI RA APPROVED 2022-10-04
TX RA APPROVED 2022-10-04
  • CT RA
    APPROVED
    Since 2024-05-13
  • RI RA
    APPROVED
    Since 2022-10-04
  • TX RA
    APPROVED
    Since 2022-10-04

Branch Locations

101 Derby St, Hingham, MA 02043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 07/2022 Present
Commonwealth Of Massachusetts Quincy MA 10/2020 06/2022
Shaw's Market Wareham MA 03/2015 09/2020
Vita - Tax Preparation New Bedford MA 11/2018 05/2019
University Of Massachusetts - Dartmouth Dartmouth MA 08/2016 06/2020
Unemployed Cumberland RI 06/2022 07/2022
Bank Of America, N.A. Lincoln RI 09/2022 Present
  • 07/2022 → Present
    Lincoln, RI
  • 10/2020 → 06/2022
    Commonwealth Of Massachusetts
    Quincy, MA
  • 03/2015 → 09/2020
    Shaw's Market
    Wareham, MA
  • 11/2018 → 05/2019
    Vita - Tax Preparation
    New Bedford, MA
  • 08/2016 → 06/2020
    University Of Massachusetts - Dartmouth
    Dartmouth, MA
  • 06/2022 → 07/2022
    Unemployed
    Cumberland, RI
  • 09/2022 → Present
    Bank Of America, N.A.
    Lincoln, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-26
  • S66 Uniform Combined State Law Examination
    2022-09-26

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