Gehang Schwartz

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-10-10
AL	RA	APPROVED	2025-10-09
VT	RA	APPROVED	2025-10-09
NY	RA	APPROVED	2023-09-14

Branch Locations

730 Third Avenue Nyc Regional, New York, NY 10017 • United States

New Rochelle, NY • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Yonkers	NY	06/2022	09/2022
Highgate Hotel Lp	New York	NY	02/2019	02/2020
Icr Inc.	Norwalk	CT	11/2021	05/2022
Baruch College, Cuny	New York	NY	08/2020	06/2022
New York City College Of Technology, Cuny	Brooklyn	NY	08/2016	12/2019
Harrisburg University Of Science And Technology	Harrisburg	PA	03/2020	05/2020
Bank Of America, N.A.	Yonkers	NY	06/2022	10/2022
Ubs Financial Services Inc.	New York	NY	10/2022	09/2023
Tiaa	New York	NY	09/2023	Present
Tiaa-Cref Individual & Institutional Services, Llc	New York	NY	09/2023	Present

06/2022 → 09/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Yonkers, NY
02/2019 → 02/2020

Highgate Hotel Lp

New York, NY
11/2021 → 05/2022

Icr Inc.

Norwalk, CT
08/2020 → 06/2022

Baruch College, Cuny

New York, NY
08/2016 → 12/2019

New York City College Of Technology, Cuny

Brooklyn, NY
03/2020 → 05/2020

Harrisburg University Of Science And Technology

Harrisburg, PA
06/2022 → 10/2022

Bank Of America, N.A.

Yonkers, NY
10/2022 → 09/2023

Ubs Financial Services Inc.

New York, NY
09/2023 → Present

Tiaa

New York, NY
09/2023 → Present

Tiaa-Cref Individual & Institutional Services, Llc

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-05