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Luke Mazza

Ameriprise Financial Services, LLC

Sonoma, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-15
TX RA APPROVED 2026-01-15
  • CA RA
    APPROVED
    Since 2026-01-15
  • TX RA
    APPROVED
    Since 2026-01-15

Branch Locations

283 2Nd St E, Sonoma, CA 95476-5708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fitch Ratings San Francisco CA 06/2017 08/2017
State Compensation Insurance Fund Eureka CA 03/2019 03/2020
Marin Catholic High School Kentfield CA 07/2014 06/2018
Humboldt State University Arcata CA 07/2018 12/2021
Unemployed Nicasio CA 01/2022 03/2022
M Capital Technologies Management Twain Harte CA 04/2022 10/2022
Ameriprise Financial Services, Llc Sonoma CA 11/2025 Present
M Capital Technologies Llc Twain Harte CA 10/2022 11/2025
Pacific Private Money Inc Novato CA 04/2023 05/2025
  • 06/2017 → 08/2017
    Fitch Ratings
    San Francisco, CA
  • 03/2019 → 03/2020
    State Compensation Insurance Fund
    Eureka, CA
  • 07/2014 → 06/2018
    Marin Catholic High School
    Kentfield, CA
  • 07/2018 → 12/2021
    Humboldt State University
    Arcata, CA
  • 01/2022 → 03/2022
    Unemployed
    Nicasio, CA
  • 04/2022 → 10/2022
    M Capital Technologies Management
    Twain Harte, CA
  • 11/2025 → Present
    Ameriprise Financial Services, Llc
    Sonoma, CA
  • 10/2022 → 11/2025
    M Capital Technologies Llc
    Twain Harte, CA
  • 04/2023 → 05/2025
    Pacific Private Money Inc
    Novato, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-10
S65 Uniform Investment Adviser Law Examination 2022-04-05
  • S66 Uniform Combined State Law Examination
    2025-10-10
  • S65 Uniform Investment Adviser Law Examination
    2022-04-05
Other Names
  • Luke Mazza
  • Luke Albert Mazza

View on SEC IAPD

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NAVOLIO & TALLMAN ADVISORS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
CHANDLER ASSET MANAGEMENT INC
BLUESPRING WEALTH MANAGEMENT, LLC

Other Investors

JEREMY Tyson TODD
DONALD DAVID DAVIS
Jeffrey Lee Bottom
STUART JAMES PARK
JOHN MICALLY MILLER
EROL KENAN GOKBORA
STEPHEN LEE BLOCK
RYAN KENJI KOSAKURA

Other Offices

PRIME MERIDIAN CAPITAL MANAGEMENT, LLC · WALNUT CREEK, CA
PARK, MILLER, LLC · WALNUT CREEK, CA
ELEVATION WEALTH PARTNERS, LLC · WALNUT CREEK, CA
KAUZER CAPITAL MANAGEMENT, LLC · WALNUT CREEK, CA
NAVOLIO & TALLMAN ADVISORS LLC · WALNUT CREEK, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Walnut Creek, CA
CHANDLER ASSET MANAGEMENT INC · Walnut Creek, CA
BLUESPRING WEALTH MANAGEMENT, LLC · WALNUT CREEK, , CA

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