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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-17 |
Branch Locations
3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 07/2022 | Present |
| Tiaa | Frisco | TX | 07/2022 | Present |
| Middletown High School | Middletown | NY | 09/2015 | 06/2018 |
| State University Of New York (Suny) Oswego | Oswego | NY | 08/2018 | 05/2019 |
| State University Of New York (Suny) New Paltz | New Paltz | NY | 08/2019 | 05/2021 |
| Unemployed | Blythewood | SC | 06/2021 | 07/2021 |
| Hudson Valley Federal Credit Union | Middletown | NY | 06/2019 | 08/2019 |
| Allsouth Federal Credit Union | Columbia | SC | 08/2021 | 11/2021 |
| Unemployed | Blythewood | SC | 12/2021 | 02/2022 |
| Associate Staffing | Charlotte | NC | 03/2022 | 03/2022 |
| Modell's Sporting Goods | Middletown | NY | 10/2016 | 01/2019 |
| Unemployed | Blythewood | SC | 04/2022 | 06/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-20 |
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