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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-11 |
| TX | RA | APPROVED | 2023-01-15 |
| TN | RA | APPROVED | 2022-12-21 |
Branch Locations
225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | San Jose | CA | 09/2022 | Present |
| Shannon Haley Michaels | Nashville | TN | 01/2012 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2022 | Present |
*519958 - Shannon Haley Michaels; Investment related: No; Nashville, Tennessee; Entertainment/Music; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2012; During business hours: 0; After business hours: 20; Singer, songwriter, performer *524483 -H&M Music LLC; Investment related: No; Nashville, Tennessee; Entertainment; Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2014; During business hours: 0; After business hours: 20; Recording Artist, Songwriter, Performer *524487 -Haley & Michaels Touring LLC; Investment related: No; Nashville, Tennessee; Entertainment; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2013; During business hours: 0; After business hours: 20; Performer, Touring *524490 -High Note Entertainment LLC; Investment related: No; Nashville, Tennessee; Entertainment; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2021; During business hours: 0; After business hours: 5; Songwriter, Recording Artist
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-22 |
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