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Connor T Finn

Morgan Stanley

Purchase, NY

CRD 7587787

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-04-04
NY RA APPROVED 2026-04-04
TX RA APPROVED 2026-04-04
  • CT RA
    APPROVED
    Since 2026-04-04
  • NY RA
    APPROVED
    Since 2026-04-04
  • TX RA
    APPROVED
    Since 2026-04-04

Branch Locations

2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 10/2022 Present
Wenger Family Trust Darien CT 03/2021 06/2022
314 Beer Garden Norwalk CT 08/2022 09/2022
Hps Investment Partners Luxembourg 10/2018 04/2019
Tasly Pharmaceuticals Tianjin 05/2017 06/2017
Klaffs Norwalk CT 07/2016 07/2018
Locals Only Li Malverne NY 05/2017 10/2022
  • 10/2022 → Present
    Morgan Stanley
    Purchase, NY
  • 03/2021 → 06/2022
    Wenger Family Trust
    Darien, CT
  • 08/2022 → 09/2022
    314 Beer Garden
    Norwalk, CT
  • 10/2018 → 04/2019
    Hps Investment Partners
    Luxembourg
  • 05/2017 → 06/2017
    Tasly Pharmaceuticals
    Tianjin
  • 07/2016 → 07/2018
    Klaffs
    Norwalk, CT
  • 05/2017 → 10/2022
    Locals Only Li
    Malverne, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-04
S63 Uniform Securities Agent State Law Examination 2022-12-22
  • S66 Uniform Combined State Law Examination
    2026-04-04
  • S63 Uniform Securities Agent State Law Examination
    2022-12-22

View on SEC IAPD

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