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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED | 2020-05-05 |
| CT | RA | APPROVED | 2019-04-08 |
Branch Locations
2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | New York | NY | 08/2014 | 03/2017 |
| Mml Investors Services, Llc | Tarrytown | NY | 03/2017 | 10/2018 |
| Massmutual Life Insurance Company | Tarrytown | NY | 07/2016 | 10/2018 |
| Morgan Stanley | Purchase | NY | 10/2018 | Present |
*459828 - Surf Club on the Sound ; Investment related - No; New Rochelle, New York; Restaurant/Bar/Nightclub; Employee (proprietor, partner, officer, director, employee, trustee, agent); 10/2021; During business hours: 0; After business hours: 32; Labor/Service *558499 - Apawamis Club ; Investment related - No ; Rye, New York ; Restaurant/Bar/Nightclub ; Employee(proprietor, partner, officer, director, employee, trustee, agent) ; 6/2023 ; During business hours : 0 ; After business hours : 10 ; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-28 |
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