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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-12-20 |
Branch Locations
New Rochelle, NY • United States
90 Park Ave 18Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | New York | NY | 11/2022 | Present |
| Massmutual Life Insurance Co | New York | NY | 07/2022 | Present |
| City Of New Rochelle | New Rochelle | NY | 07/2021 | 07/2022 |
| Cbre Group, Inc. | New York | NY | 06/2020 | 06/2021 |
| Pennsylvania State University | State College | PA | 08/2018 | 06/2020 |
| Fiorello H. Laguardia Highschool | New York | NY | 09/2014 | 07/2018 |
| Mml Investors Services, Llc | New York | NY | 08/2022 | 10/2022 |
| Nylife Securities, Llc | New York | NY | 06/2022 | 10/2022 |
NAME: NIKITA FIDELIA / LENOX ADVISORS, INC INV REL: Y ADD: 90 PARK AVENUE, 18TH FL, NEW YORK, NY 10016 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 08/01/2022 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 5 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, AND HEALTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-16 |
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