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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Waterville | ME | 07/2022 | Present |
| Rsu 18 | Oakland | ME | 09/2017 | 08/2022 |
| Rsu 18 | Oakland | ME | 09/2020 | Present |
| Beachbody | Oakland | ME | 08/2017 | 12/2022 |
| University Of Maine At Farmington | Farmington | ME | 09/2013 | 12/2016 |
| Town Of Oakland Recreation Department | Oakland | ME | 06/2013 | 08/2018 |
| Rsu 18 | Oakland | ME | 12/2013 | 06/2017 |
1) 06/12/2023 - Golden Pond Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2022 - 160 Hr/Mth 2) 06/12/2023 - RSU 18 School District - Girl's Soccer Coach - Non-Inv Rel - Oakland, ME - Start: 09/2021 - 24 Hr/Mth 3) 07/11/2024 - Snow Pond Center for the Arts - Outside/W-2 Employment - Bartender - Not Investment Related - 8 Goldenrod, Sidney, ME 04330 - Start Date 06/06/2024 - 12 Hours Per Month/ 0 Hours During Trading 4) 08/13/2024 - Regional School Unit 18 - Non-Profit Board Member - At Reported Business Location(s) - Start Date 07/01/2024 - 6 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-23 |
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