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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-16
GA RA APPROVED 2024-01-12
  • TX RA
    APPROVED
    Since 2024-05-16
  • GA RA
    APPROVED
    Since 2024-01-12

Branch Locations

6 Concourse Pkwy Suite 2700, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Atlanta GA 12/2021 Present
Mml Investors Services, Llc Atlanta GA 07/2022 Present
Sysmex America, Inc Lincolnshire IL 10/2015 01/2024
Appreciation Financial Smyrna GA 01/2021 12/2021
  • 12/2021 → Present
    Massmutual Life Insurance Co
    Atlanta, GA
  • 07/2022 → Present
    Atlanta, GA
  • 10/2015 → 01/2024
    Sysmex America, Inc
    Lincolnshire, IL
  • 01/2021 → 12/2021
    Appreciation Financial
    Smyrna, GA
Other Businesses

(1) NAME: PIEDMONT BROKERAGE, INV REL: Y, ADD: 6 CONCOURSE PKWY, SUITE 2700, ATLANTA, GA 30328, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 01/01/2024, NO. HR/MO: 4, NO. HR/MO DURING SEC TRADING: 4, DUTIES: LIFE, DISABILTY. (2) NAME: CLARITY WEALTH, INV REL: Y, ADD: 6 CONCOURSE PKWY, SUITE 2700, ATLANTA, GA 30328, NATURE/DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 08/08/2026, NO. HR/MO: 40, NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-29
  • S66 Uniform Combined State Law Examination
    2023-12-29

View on SEC IAPD

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