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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-13 |
| MO | RA | APPROVED | 2023-10-16 |
Branch Locations
10501 Watson Rd, St Louis, MO 63127 • United States
O'FAllon, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Ellisville | MO | 09/2011 | 11/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chesterfield | MO | 11/2020 | 10/2023 |
| Bank Of America, N.A. | Chesterfield | MO | 03/2021 | 10/2023 |
| Cetera Investment Services Llc | Saint Cloud | MN | 10/2023 | Present |
| Cetera Investment Advisers Llc | St Louis | MO | 10/2023 | Present |
| Regions Bank | St Louis | MO | 10/2023 | Present |
1. OWNER OF RENTAL PROPERTIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-14 |
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