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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 05/2000 | 10/2021 |
| Bbva Securities Inc. | Dallas | TX | 05/2013 | 12/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 02/2008 | 10/2021 |
| Pershing Llc | Grand Prairie | TX | 03/2022 | 10/2024 |
| Pnc Investments | Grand Prairie | TX | 03/2025 | Present |
| Unemployed | Grand Prairie | TX | 11/2024 | 02/2025 |
| Unemployed | Grand Prairie | TX | 01/2022 | 02/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-12 |
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