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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-14
SC RA APPROVED 2025-05-02
  • TX RA
    APPROVED
    Since 2025-05-14
  • SC RA
    APPROVED
    Since 2025-05-02

Branch Locations

355 S Main St, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Juice Junkies Keller TX 01/2018 11/2018
Supercuts North Richland Hills TX 06/2019 04/2021
Bazooka Charlie's Barber Co. Roanoke TX 06/2021 06/2022
Cowboy Up Mens Salon Southlake TX 02/2022 06/2022
Fidelity Investments Westlake TX 06/2022 08/2023
Pappadeux Grapevine TX 09/2017 10/2017
Keller High School Keller TX 08/2014 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenville SC 04/2025 Present
Fidelity Investments Westlake TX 08/2023 02/2025
Tccd Tarrant County College District Hurst TX 08/2018 05/2022
  • 01/2018 → 11/2018
    Juice Junkies
    Keller, TX
  • 06/2019 → 04/2021
    Supercuts
    North Richland Hills, TX
  • 06/2021 → 06/2022
    Bazooka Charlie's Barber Co.
    Roanoke, TX
  • 02/2022 → 06/2022
    Cowboy Up Mens Salon
    Southlake, TX
  • 06/2022 → 08/2023
    Fidelity Investments
    Westlake, TX
  • 09/2017 → 10/2017
    Pappadeux
    Grapevine, TX
  • 08/2014 → 05/2018
    Keller High School
    Keller, TX
  • 04/2025 → Present
    Greenville, SC
  • 08/2023 → 02/2025
    Fidelity Investments
    Westlake, TX
  • 08/2018 → 05/2022
    Tccd Tarrant County College District
    Hurst, TX
Previous Registrations
  • 2023-09-08 → 2025-03-03
    Fidelity Personal And Workplace Advisors
    Westlake, TX
Other Businesses

I*3523290, Entity Type: Entity For Profit, Name of OBA: rover, Address: Olympia, Washington, 98501, Investment Related: N, Position, Title, Association: Consultant/Independent Contractor, Employee Start Date: 02/01/2026, No Hours: 8 Weekly, No Hours during Trading: 0 Weekly, Duties: pet sitting

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-01
S63 Uniform Securities Agent State Law Examination 2022-11-10
  • S66 Uniform Combined State Law Examination
    2023-09-01
  • S63 Uniform Securities Agent State Law Examination
    2022-11-10
Other Names
  • Shaila Marie Griffis

View on SEC IAPD

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