Vincent Joseph Buonaiuto

Employer firm

Assetmark, Inc. CRD 109018

$91.8B regulatory AUM 220,268 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-06-20

CT RA
APPROVED

Since 2025-06-20

Branch Locations

Danbury, CT • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Assetmark Financial Holdings, Inc.	Danbury	CT	06/2022	Present
Wesco Sports Center	Brookfield	CT	08/2021	05/2022
Dean College	Franklin	MA	09/2017	05/2021
Cheshire Academy	Cheshire	CT	09/2016	07/2017
Assetmark Brokerage, Llc	Danbury	CT	08/2023	Present

06/2022 → Present

Assetmark Financial Holdings, Inc.

Danbury, CT
08/2021 → 05/2022

Wesco Sports Center

Brookfield, CT
09/2017 → 05/2021

Dean College

Franklin, MA
09/2016 → 07/2017

Cheshire Academy

Cheshire, CT
08/2023 → Present

Assetmark Brokerage, Llc

Danbury, CT

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 06/2022 - 160 HRS / MONTHLY - ADVISOR SUCCESS CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD, CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-09-30
S63	Uniform Securities Agent State Law Examination	2024-05-24

S65 Uniform Investment Adviser Law Examination

2024-09-30
S63 Uniform Securities Agent State Law Examination

2024-05-24

View on SEC IAPD