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Inactive

John Dowling Auer

Ieq Capital, LLC

Boston, MA

Foster City, CA

CRD 7586023

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Employer firm

Ieq Capital, LLC CRD 301819

$56.8B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-05-12
CA RA APPROVED 2026-04-30
  • MA RA
    APPROVED
    Since 2026-05-12
  • CA RA
    APPROVED
    Since 2026-04-30

Branch Locations

One Federal Street Suite 2640, Boston, MA 02110 • United States

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Junior High Through Second Year Of College Falmouth ME 06/2013 08/2020
Jm Arbour Wealth Management Hallowell ME 08/2020 02/2021
Gorham Savings Bank Gorham ME 06/2021 08/2021
College Brunswick ME 02/2021 06/2021
College Brunswick ME 09/2021 06/2022
Goldman Sachs Boston MA 06/2022 08/2022
College Brunswick ME 09/2022 05/2023
Goldman Sachs Boston MA 06/2023 12/2025
Webster Bank Boston MA 12/2025 04/2026
Ieq Capital, Llc Boston MA 04/2026 Present
  • 06/2013 → 08/2020
    Junior High Through Second Year Of College
    Falmouth, ME
  • 08/2020 → 02/2021
    Jm Arbour Wealth Management
    Hallowell, ME
  • 06/2021 → 08/2021
    Gorham Savings Bank
    Gorham, ME
  • 02/2021 → 06/2021
    College
    Brunswick, ME
  • 09/2021 → 06/2022
    College
    Brunswick, ME
  • 06/2022 → 08/2022
    Goldman Sachs
    Boston, MA
  • 09/2022 → 05/2023
    College
    Brunswick, ME
  • 06/2023 → 12/2025
    Goldman Sachs
    Boston, MA
  • 12/2025 → 04/2026
    Webster Bank
    Boston, MA
  • 04/2026 → Present
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-29
S63 Uniform Securities Agent State Law Examination 2023-09-05
  • S65 Uniform Investment Adviser Law Examination
    2026-04-29
  • S63 Uniform Securities Agent State Law Examination
    2023-09-05

View on SEC IAPD

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