Best Investors
Account
Sign in
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-12-21 |
Branch Locations
1801 59Th Ave. Suite 202, Greeley, CO 80634 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of Colorado | Brighton | CO | 05/2019 | 05/2022 |
| Douglas County High School And University Of North Colorado | Greeley | CO | 09/2011 | 05/2019 |
| Q Wealth Management | Greeley | CO | 06/2022 | Present |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 06/2022 | Present |
1 -- Q Wealth Management, Is Investment Related, DBA, Financial Professional, 06/29/2022,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. 2 -- Northridge Highschool, Is Not Investment Related, Coaching, JV Basketball Coach, 2024-04-04, 10 hours per month,0 hours per month during trading hours, Other Compensation, A monthly stipend during the season but nothing outside of the season
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-21 |
Reach out to this advisor