Ethan P Yeary

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2026 → Present
  Lpl Enterprise Llc
  Charlotte, NC
• 06/2022 → 08/2022
  Lpl Financial Llc
  Columbia, SC
• 01/2023 → 05/2026
  Palmetto Citizens Fcu
  Columbia, SC
• 08/2019 → 01/2023
  University Of Sc
  Columbia, SC
• 06/2022 → 08/2022
  Cuna Mutual Group
  Columbia, SC
• 08/2021 → 06/2022
  Mattress Outlet Of Columbia
  West Columbia, SC
• 05/2021 → 08/2021
  Rogers Group
  Greer, SC
• 03/2021 → 05/2021
  Mattress Outlet Of Columbia
  West Columbia, SC
• 01/2013 → 08/2019
  Unemployed/Student
  Simpsonville, SC
• 05/2020 → 08/2020
  Lowes Home Improvement
  Simpsonville, SC
• 01/2023 → 05/2026
  Lpl Financial Llc
  Columbia, SC

Previous Registrations

• 2024-02-22 → 2026-06-01
  Lpl Financial Llc
  Columbia, SC
  Columbia, SC
  Columbia, SC

Other Businesses

1.06/02/2026- Notary - Notary - INV REL - Travelers Rest SC - OBA Start date: 05/18/2022 - 0 Hour(s)/Month – 0 Hour(s) During Trading 2. 06/02/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Travelers Rest SC - OBA Start date: 04/28/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 3. 06/02/2026- ETHAN YEARY N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Travelers Rest SC - OBA Start date: 04/28/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading

Exams

• S66 Uniform Combined State Law Examination
  2024-02-21

Other Names

• Ethan Yeary