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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-01
  • NY RA
    APPROVED
    Since 2022-09-01

Branch Locations

New York, NY • United States

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tinkineer Co. Beverly MA 02/2016 09/2016
Colonial Gardens Assisted Living Beverly MA 05/2017 10/2017
City Of Gloucester Department Of Public Works Gloucester MA 05/2018 09/2018
Boston College Athletics Chestnut Hill MA 09/2018 05/2022
Fireside Catering Burlington MA 05/2019 10/2019
Olde New England Granite/The Reed Corporation Wakefield MA 06/2019 06/2021
Joseph J. Corcoran Company Quincy MA 06/2021 08/2021
Boston College Chestnut Hill MA 09/2021 05/2022
Citigroup New York NY 07/2022 Present
Boston College Chestnut Hill MA 09/2018 05/2022
Beverly Public Schools Beverly MA 07/2012 06/2018
  • 02/2016 → 09/2016
    Tinkineer Co.
    Beverly, MA
  • 05/2017 → 10/2017
    Colonial Gardens Assisted Living
    Beverly, MA
  • 05/2018 → 09/2018
    City Of Gloucester Department Of Public Works
    Gloucester, MA
  • 09/2018 → 05/2022
    Boston College Athletics
    Chestnut Hill, MA
  • 05/2019 → 10/2019
    Fireside Catering
    Burlington, MA
  • 06/2019 → 06/2021
    Olde New England Granite/The Reed Corporation
    Wakefield, MA
  • 06/2021 → 08/2021
    Joseph J. Corcoran Company
    Quincy, MA
  • 09/2021 → 05/2022
    Boston College
    Chestnut Hill, MA
  • 07/2022 → Present
    Citigroup
    New York, NY
  • 09/2018 → 05/2022
    Boston College
    Chestnut Hill, MA
  • 07/2012 → 06/2018
    Beverly Public Schools
    Beverly, MA
Previous Registrations
  • 2022-10-13 → 2010-06-30
    Citi Private Alternatives, Llc
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-01
  • S66 Uniform Combined State Law Examination
    2022-09-01

View on SEC IAPD

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