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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-04
KY RA APPROVED 2023-09-01
MN RA APPROVED 2023-09-01
NC RA APPROVED 2023-09-01
TX RA APPROVED_RES 2023-09-01
  • FL RA
    APPROVED
    Since 2023-12-04
  • KY RA
    APPROVED
    Since 2023-09-01
  • MN RA
    APPROVED
    Since 2023-09-01
  • NC RA
    APPROVED
    Since 2023-09-01
  • TX RA
    APPROVED_RES
    Since 2023-09-01

Branch Locations

4815 W Arrowhead Rd Suite 230, Duluth, MN 55811 • United States

10900 Wayzata Boulevard Suite 850, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Duluth MN 03/2010 09/2023
Osaic Wealth, Inc. St Louis Park MN 09/2023 Present
  • 03/2010 → 09/2023
    Sagepoint Financial, Inc.
    Duluth, MN
  • 09/2023 → Present
    St Louis Park, MN
Previous Registrations
  • 2010-03-19 → 2023-09-01
    Osaic Services, Inc.
    St Louis Park, MN
    Chanhassen, MN
    Chanhassen, MN
    Duluth, MN
  • 2008-04-25 → 2009-12-31
    Lake Elmo, MN
Other Businesses

1. INSURANCE AGENT POSITION: Licensed Agent NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/16/2022 ADDRESS: 10900 Wayzata Blvd, Suite 850, Minnetonka MN 55305, United States DESCRIPTION: Provide clients with life, disability, long-term care insurance and annuities. 2. VEDADI WEALTH MANAGEMENT POSITION: Owner/Financial Advisor NATURE: S-Corp established for our wealth management business. It is used to run compensation, business expenses, employee payroll, retirement plan, etc. through for tax purposes. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 06/16/2022 ADDRESS: 10900 Wayzata Blvd, Suite 850, Minnetonka MN 55305, United States DESCRIPTION: As owner of the S-Corp, I am responsible for all aspects of the business including its revenue and expenses, operations, payroll, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-05
  • S66 Uniform Combined State Law Examination
    2006-09-05

View on SEC IAPD

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