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Matthew James Bates

Goldman Sachs Wealth Services, L.P.

Irving, TX

CRD 7585514

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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-12
  • TX RA
    APPROVED
    Since 2023-09-12

Branch Locations

125 E. John Carpenter Frwy Suite 1200 Irving, Tx, Suite 1200, Irving, TX 75062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co Llc New York NY 07/2023 Present
Washington And Lee University Lexington VA 09/2019 05/2023
Goldman Sachs & Co Llc New York NY 06/2022 08/2022
Phillips Exeter Academy Exeter NH 09/2017 05/2019
Phillips Exeter Academy Exeter NH 06/2019 08/2019
Bellarmine College Preparatory San Jose CA 09/2014 09/2017
Hannaford Brothers Co Llc Hampton NH 04/2020 07/2021
  • 07/2023 → Present
    Goldman Sachs & Co Llc
    New York, NY
  • 09/2019 → 05/2023
    Washington And Lee University
    Lexington, VA
  • 06/2022 → 08/2022
    Goldman Sachs & Co Llc
    New York, NY
  • 09/2017 → 05/2019
    Phillips Exeter Academy
    Exeter, NH
  • 06/2019 → 08/2019
    Phillips Exeter Academy
    Exeter, NH
  • 09/2014 → 09/2017
    Bellarmine College Preparatory
    San Jose, CA
  • 04/2020 → 07/2021
    Hannaford Brothers Co Llc
    Hampton, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-08
  • S66 Uniform Combined State Law Examination
    2023-09-08

View on SEC IAPD

Nearby Firms

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
GIBRALTAR CAPITAL MANAGEMENT, INC.
EDWARD JONES

Nearby Investors

JAY DEE COURTNEY
MARK ANTHONY MILLER
GENE STEVEN GURLEY

Nearby Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · IRVING, TX
GIBRALTAR CAPITAL MANAGEMENT, INC. · IRVING, TX
EDWARD JONES · IRVING, TX

More in Irving, TX

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