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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-05 |
| NJ | RA | APPROVED | 2023-07-03 |
| NY | RA | APPROVED | 2023-06-21 |
Branch Locations
101 Crawfords Corner Rd Ste 1311, Holmdel, NJ 07733 • United States
Holbrook, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Holmdel | NJ | 07/2022 | Present |
| Bed Bath And Beyond Inc. | Lake Grove | NY | 09/2016 | 08/2018 |
| University At Albany | Albany | NY | 09/2020 | 05/2022 |
| Cion Investments | New York | NY | 06/2021 | 08/2021 |
| University At Albany | Albany | NY | 01/2019 | 09/2020 |
| Student | Ny | NY | 01/2012 | 05/2022 |
Outside Employment; DGAM LLC; AFA Paid compensation Via the LLC; Manage advisory business; 101 Crawfords Corner Road, Suite 1311, HOLMDEL, NJ, 07733; Investment-Related; 01/01/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-15 |
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