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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-26 |
| NC | RA | APPROVED | 2022-09-26 |
Branch Locations
3705 Federal Park Drive, Wilmington, NC 28412 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Wilmington | NC | 06/2022 | Present |
| Corning Credit Union | Wilmington | NC | 08/2020 | Present |
| Unemployed | Wilmington | NC | 05/2020 | 08/2020 |
| Josh London/State Farm | Leland | NC | 09/2019 | 03/2020 |
| University Of North Carolina | Wilmington | NC | 08/2017 | 05/2020 |
| Thomas Nelson Community College | Williamsburg | VA | 08/2016 | 05/2017 |
| 757 Swim Inc. | Williamsburg | VA | 08/2016 | 07/2017 |
| Gso Enterprises | Wilmington | NC | 03/2018 | 06/2018 |
| Raymond James Financial Services Advisors, Inc. | Wilmington | NC | 09/2022 | Present |
| Corning Credit Union | Wilmington | NC | 09/2022 | Present |
(1)Name of Business: Wealth Strategies/ CCU Wealth Strategies Address: 3705 Federal Park Dr, Wilmington, NC, 28412-6909, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/07/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-16 |
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