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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-26
NC RA APPROVED 2022-09-26
  • TX RA
    APPROVED_RES
    Since 2025-09-26
  • NC RA
    APPROVED
    Since 2022-09-26

Branch Locations

3705 Federal Park Drive, Wilmington, NC 28412 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Wilmington NC 06/2022 Present
Corning Credit Union Wilmington NC 08/2020 Present
Unemployed Wilmington NC 05/2020 08/2020
Josh London/State Farm Leland NC 09/2019 03/2020
University Of North Carolina Wilmington NC 08/2017 05/2020
Thomas Nelson Community College Williamsburg VA 08/2016 05/2017
757 Swim Inc. Williamsburg VA 08/2016 07/2017
Gso Enterprises Wilmington NC 03/2018 06/2018
Raymond James Financial Services Advisors, Inc. Wilmington NC 09/2022 Present
Corning Credit Union Wilmington NC 09/2022 Present
  • 06/2022 → Present
    Raymond James Financial Services, Inc.
    Wilmington, NC
  • 08/2020 → Present
    Corning Credit Union
    Wilmington, NC
  • 05/2020 → 08/2020
    Unemployed
    Wilmington, NC
  • 09/2019 → 03/2020
    Josh London/State Farm
    Leland, NC
  • 08/2017 → 05/2020
    University Of North Carolina
    Wilmington, NC
  • 08/2016 → 05/2017
    Thomas Nelson Community College
    Williamsburg, VA
  • 08/2016 → 07/2017
    757 Swim Inc.
    Williamsburg, VA
  • 03/2018 → 06/2018
    Gso Enterprises
    Wilmington, NC
  • 09/2022 → Present
    Wilmington, NC
  • 09/2022 → Present
    Corning Credit Union
    Wilmington, NC
Other Businesses

(1)Name of Business: Wealth Strategies/ CCU Wealth Strategies Address: 3705 Federal Park Dr, Wilmington, NC, 28412-6909, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/07/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-16
  • S66 Uniform Combined State Law Examination
    2022-09-16

View on SEC IAPD

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