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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-29
  • NY RA
    APPROVED
    Since 2025-07-29

Branch Locations

400 Meridian Centre Suite 101, Rochester, NY 14618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Backlotcars Kansas City MO 09/2019 10/2022
Cox Automotive/ Autotrader/ Kbb Atlanta GA 03/2005 08/2019
Equitable Advisors Llc New York NY 06/2022 07/2025
Massmutual Life Insurance Company Rochester NY 07/2025 Present
Mml Investors Services Llc Rochester NY 07/2025 Present
  • 09/2019 → 10/2022
    Backlotcars
    Kansas City, MO
  • 03/2005 → 08/2019
    Cox Automotive/ Autotrader/ Kbb
    Atlanta, GA
  • 06/2022 → 07/2025
    New York, NY
  • 07/2025 → Present
    Massmutual Life Insurance Company
    Rochester, NY
  • 07/2025 → Present
    Rochester, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-15
  • S66 Uniform Combined State Law Examination
    2022-11-15
Other Names
  • Nancy Dabella
  • Nancy Carolyn Dabella
  • Nancy Carolyn Barto

View on SEC IAPD

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