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Karis Curtis

Ubs Financial Services Inc.

New Haven, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-09-10
TX RA APPROVED 2025-09-10
NJ RA APPROVED 2024-01-10
  • CT RA
    APPROVED
    Since 2025-09-10
  • TX RA
    APPROVED
    Since 2025-09-10
  • NJ RA
    APPROVED
    Since 2024-01-10

Branch Locations

1 Century Tower 265 Church Street Suite 1102, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc New Haven CT 06/2022 08/2022
Ubs Financial Services, Inc New Haven CT 07/2023 Present
Hamden Hall Country Day School Hamden CT 01/2013 06/2019
Lehigh University Bethlehem PA 09/2019 05/2023
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-09
  • S66 Uniform Combined State Law Examination
    2024-01-09

View on SEC IAPD

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