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Jeffrey T Richter

Ares Financial Consulting LLC

Calabasas, CA

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Current Employers
Ares Financial Consulting Llc

4500 Park Granada Suite 202, Calabasas, CA 91302 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-04
WA RA APPROVED 2017-08-01
CA RA APPROVED 2016-03-18
  • TX RA
    APPROVED_RES
    Since 2019-03-04
  • WA RA
    APPROVED
    Since 2017-08-01
  • CA RA
    APPROVED
    Since 2016-03-18

Branch Locations

4500 Park Granada Suite 202, Calabasas, CA 91302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ares Financial Consulting Llc Sherman Oaks CA 03/2016 Present
Pacific Coast Fiduciary, Llc Sherman Oaks CA 03/2024 10/2025
Previous Registrations
  • 2024-04-11 → 2025-10-27
    Pacific Coast Fiduciary Llc
    Calabasas, CA
  • 2009-04-17 → 2016-03-18
    B. Riley Wealth Advisors, Inc.
    Los Angeles, CA
    Memphis, TN
    Irvine, CA
    Los Angeles, CA
    Newport Beach, CA
    Irvine, CA
    Los Angeles, CA
    Sherman Oaks, CA
  • 2008-01-01 → 2009-04-21
    Wells Fargo Clearing Services, Llc
    Irvine, CA
    San Juan Capistrano, CA
  • 2006-12-12 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    San Juan Capistrano, CA
    St. Louis, MO
Other Businesses

(1) LIFE, DISABILITY, LONG TERM CARE, AND HEALTH INSURANCE; NON-INVESTMENT RELATED; INSURANCE BROKER; 4/2009; PROVIDE INSURANCE TO CLIENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-11
S63 Uniform Securities Agent State Law Examination 2006-06-29
  • S66 Uniform Combined State Law Examination
    2006-12-11
  • S63 Uniform Securities Agent State Law Examination
    2006-06-29

View on SEC IAPD

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