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Russell Anthony Brooking

LPl Enterprise, LLC

Rockville, MD

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-05
MD RA APPROVED 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2025-04-05
  • MD RA
    APPROVED
    Since 2024-11-14

Branch Locations

909 Rose Ave Ste 400, Rockville, MD 20852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcadam Llc Vienna VA 02/2022 09/2023
University Of Maryland College Park MD 07/2017 05/2021
The Board And Brew College Park MD 03/2021 05/2022
Franklin'S Restaurant Hyattsville MD 10/2019 03/2020
Pachanga Cocina Mexicana Ellicott MD 04/2019 09/2019
Marriotts Ridge High School Marriottsville MD 08/2014 07/2017
Pruco Securities Llc North Bethesda MD 09/2023 11/2024
The Prudential Insurance Company Of America North Bethesda MD 12/2023 Present
Lpl Enterprise, Llc Rockville MD 11/2024 Present
  • 02/2022 → 09/2023
    Vienna, VA
  • 07/2017 → 05/2021
    University Of Maryland
    College Park, MD
  • 03/2021 → 05/2022
    The Board And Brew
    College Park, MD
  • 10/2019 → 03/2020
    Franklin'S Restaurant
    Hyattsville, MD
  • 04/2019 → 09/2019
    Pachanga Cocina Mexicana
    Ellicott, MD
  • 08/2014 → 07/2017
    Marriotts Ridge High School
    Marriottsville, MD
  • 09/2023 → 11/2024
    North Bethesda, MD
  • 12/2023 → Present
    The Prudential Insurance Company Of America
    North Bethesda, MD
  • 11/2024 → Present
    Rockville, MD
Previous Registrations
Other Businesses

1) 09/05/2025-Velocity Capital Consulting-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 09/04/2025-520hrs/mth-110hrs/mth during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-12-01
S65 Uniform Investment Adviser Law Examination 2022-06-10
  • S63 Uniform Securities Agent State Law Examination
    2023-12-01
  • S65 Uniform Investment Adviser Law Examination
    2022-06-10

View on SEC IAPD

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