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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-31 |
| IN | RA | APPROVED | 2024-03-11 |
Branch Locations
622 N Madison Ave Ste 10, Greenwood, IN 46142 • United States
Indianapolis, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American United Life | Indianapolis | IN | 02/2022 | 11/2023 |
| Oneamerica Securities | Indianapolis | IN | 07/2022 | 11/2023 |
| Huntington National Bank | Indianapolis | IN | 07/2021 | 01/2022 |
| Bkd, Llp | Indianapolis | IN | 07/2018 | 06/2021 |
| Knop And Sons Electric, Llc | Indianapolis | IN | 05/2018 | 06/2018 |
| Campus Recreational Sports, Indiana University | Bloomington | IN | 09/2014 | 04/2018 |
| Promise Advisory Group | Greenwood | IN | 11/2023 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 12/2023 | 02/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2024 | Present |
| Kirby Risk | Indianapolis | IN | 05/2023 | 05/2025 |
| Doordash | Indianapolis | IN | 01/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
| Door2Door Financial, Llc | Greenwood | IN | 04/2024 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 3/2022 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: DOORDASH INVESTMENT RELATED: NO ADDRESS: 913 E MORRIS ST, INDIANAPOLIS, IN 46203 NATURE OF BUSINESS: FOOD DELIVERY SERVICE START DATE: 1/2024 POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: DOORDASH SOLICITS FOOD DELIVERY SERVICES FROM ITS CUSTOMERS, I CHOOSE TO ACCEPT OR DECLINE A DELIVERY. I THEN DRIVE TO THE STORE/RESTAURANT, PICK UP THE CUSTOMER'S ORDER, AND DRIVE TO THEIR REQUESTED DROP OFF ADDRESS; 3. NAME OF OTHER BUSINESS: PROMISE ADVISORY GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISING FOR INDIVIDUALS, FAMILIES, AND BUSINESSES START DATE: 11/2023 POSITION/TITLE/RELATIONSHIP: LIFE INSURANCE SPECIALIST APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: HELP WITH OFFICE ADMINISTRATIVE DUTIES AND COORDINATE FIXED LIFE INSURANCE BUSINESS FOR THE OFFICE; 4. NAME OF OTHER BUSINESS: DOOR2DOOR FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: OWNER/MEMBER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-03-08 |
| S65 | Uniform Investment Adviser Law Examination | 2022-05-23 |
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