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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-06
  • TX RA
    APPROVED_RES
    Since 2026-04-06

Branch Locations

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marine Service And Repair Wilmington NC 06/2011 01/2017
Hhgregg Orlando FL 04/2017 11/2017
Waterfronte Villas And Yacht Club Carolina Beach NC 11/2017 06/2018
Unemployed Orlando FL 01/2017 04/2017
Marine Service And Repair Wilmington NC 06/2018 06/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2022 03/2024
Northwestern Mutual Investment Services Llc Wilmington NC 01/2023 03/2024
Jonah Whitman Raleigh NC 03/2024 01/2025
Northwestern Mutual Investment Services, Llc Raleigh NC 03/2024 01/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2024 01/2025
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2025 09/2025
Northwestern Mutual Investment Services, Llc Wilmington NC 01/2025 09/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2025 09/2025
Unemployed Wilmington NC 09/2025 03/2026
Wells Fargo Clearing Services, Llc ( Wilmington NC 03/2026 Present
  • 06/2011 → 01/2017
    Marine Service And Repair
    Wilmington, NC
  • 04/2017 → 11/2017
    Hhgregg
    Orlando, FL
  • 11/2017 → 06/2018
    Waterfronte Villas And Yacht Club
    Carolina Beach, NC
  • 01/2017 → 04/2017
    Unemployed
    Orlando, FL
  • 06/2018 → 06/2022
    Marine Service And Repair
    Wilmington, NC
  • 08/2022 → 03/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2023 → 03/2024
    Northwestern Mutual Investment Services Llc
    Wilmington, NC
  • 03/2024 → 01/2025
    Jonah Whitman
    Raleigh, NC
  • 03/2024 → 01/2025
    Northwestern Mutual Investment Services, Llc
    Raleigh, NC
  • 11/2024 → 01/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2025 → 09/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2025 → 09/2025
    Northwestern Mutual Investment Services, Llc
    Wilmington, NC
  • 02/2025 → 09/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2025 → 03/2026
    Unemployed
    Wilmington, NC
  • 03/2026 → Present
    Wells Fargo Clearing Services, Llc (
    Wilmington, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-10-11
  • S63 Uniform Securities Agent State Law Examination
    2024-10-11
Other Names
  • Thomas Anthony Loffredo

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