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Michael Monick Goodman

Alliancebernstein L.P.

San Francisco, CA

CRD 7583133

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Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-05
CA RA APPROVED 2025-10-16
  • TX RA
    APPROVED
    Since 2026-02-05
  • CA RA
    APPROVED
    Since 2025-10-16

Branch Locations

555 California Street 44Th Floor, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vector Marketing Walnut Creek CA 06/2018 03/2019
Round Hill Country Club Alamo CA 05/2019 08/2019
Bernstein Private Wealth Management Chicago CA 06/2021 08/2021
Indiana University Bloomington IN 08/2018 06/2022
San Ramon Valley High School Danville CA 08/2014 07/2018
Sanford C. Bernstein & Co., Llc Chicago IL 06/2022 Present
  • 06/2018 → 03/2019
    Vector Marketing
    Walnut Creek, CA
  • 05/2019 → 08/2019
    Round Hill Country Club
    Alamo, CA
  • 06/2021 → 08/2021
    Bernstein Private Wealth Management
    Chicago, CA
  • 08/2018 → 06/2022
    Indiana University
    Bloomington, IN
  • 08/2014 → 07/2018
    San Ramon Valley High School
    Danville, CA
  • 06/2022 → Present
    Sanford C. Bernstein & Co., Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-16
S63 Uniform Securities Agent State Law Examination 2022-10-07
  • S65 Uniform Investment Adviser Law Examination
    2025-10-16
  • S63 Uniform Securities Agent State Law Examination
    2022-10-07

View on SEC IAPD

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