John Albert Ward

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-06-06
IL	RA	APPROVED	2023-02-16

TX RA
APPROVED_RES

Since 2024-06-06
IL RA
APPROVED

Since 2023-02-16

Branch Locations

Glenview, IL • United States

Chase Tower Chicago 21 S. Clark Street / 10 South Dearborn, Floor 32, Chicago, IL 60603 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J. P. Morgan Securities Llc	Chicago	IL	05/2022	Present
Jpmorgan Chase Bank N. A.	Chicago	IL	05/2022	Present
On Point Analytics Capital Partners	Glenview	IL	01/2019	05/2022
Seven Lions Bar Kitchen Cellar	Chicago	IL	03/2015	12/2018
The Boardinghouse Food And Wine	Chicago	IL	12/2012	07/2018
Tabbed Out	Chicago	IL	06/2018	09/2018

05/2022 → Present

J. P. Morgan Securities Llc

Chicago, IL
05/2022 → Present

Jpmorgan Chase Bank N. A.

Chicago, IL
01/2019 → 05/2022

On Point Analytics Capital Partners

Glenview, IL
03/2015 → 12/2018

Seven Lions Bar Kitchen Cellar

Chicago, IL
12/2012 → 07/2018

The Boardinghouse Food And Wine

Chicago, IL
06/2018 → 09/2018

Tabbed Out

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-13

S66 Uniform Combined State Law Examination

2023-02-13

View on SEC IAPD