Nate Roger Stassen

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2024-06-07
NE	RA	APPROVED	2024-06-07
SD	RA	APPROVED	2024-05-16
MN	RA	APPROVED	2024-04-12

IA RA
APPROVED

Since 2024-06-07
NE RA
APPROVED

Since 2024-06-07
SD RA
APPROVED

Since 2024-05-16
MN RA
APPROVED

Since 2024-04-12

Branch Locations

7650 Edinborough Way Suite 320, Edina, MN 55435 • United States

Brandon, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Graco	Sioux Falls	SD	08/2015	Present
Valic Financial Advisors, Inc.	Edina	MN	11/2022	Present
Agia	Houston	TX	07/2023	Present

08/2015 → Present

Graco

Sioux Falls, SD
11/2022 → Present

Valic Financial Advisors, Inc.

Edina, MN
07/2023 → Present

Agia

Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 07/17/2023 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-03-25
S63	Uniform Securities Agent State Law Examination	2024-02-09

S65 Uniform Investment Adviser Law Examination

2024-03-25
S63 Uniform Securities Agent State Law Examination

2024-02-09

Other Names

Nate Roger Stassen
Nate Stassen

View on SEC IAPD